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Federal Articles > Employee Benefits > defined benefit plans

Total Articles: 2

Model Annual Funding Notices Now Available for Defined Benefit Plans

Schulte Roth & Zabel LLP • February 26, 2009
On Feb. 10, 2009, the U.S. Department of Labor (DOL) issued Field Assistance Bulletin (FAB) 2009-01, providing guidance for plan administrators to comply with the annual funding notice requirement for defined benefit pension plans under the Pension Protection Action of 2006 (PPA). The annual funding notice must be distributed in lieu of the Summary Annual Report (SAR) for defined benefit plans but requires more information than the SAR.

DOL Publishes Rule Penalizing Plan Administrators For Failure to Notify Participants of Right to Diversify.

Ford & Harrison LLP • August 20, 2007
The Department of Labor (DOL) has issued both a direct final rule and a proposed rule assessing civil penalties against administrators of defined contribution plans who fail to notify plan participants of their right to sell company stock. The penalty shall not exceed $100 per day for each violation.
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